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Dual-polarization thin-film lithium niobate in-phase quadrature modulators for terabit-per-second transmission

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Abstract

We report, to our knowledge, the first dual-polarization thin-film lithium niobate coherent modulator for next-generation optical links with sub-1-V driving voltage and 110-GHz bandwidth, enabling a record single-wavelength 1.96-Tb/s net data rate with ultrahigh energy efficiency.

© 2022 Optica Publishing Group under the terms of the Optica Open Access Publishing Agreement

Optical transmission systems need to constantly be scaled to higher capacities to cope with exponential traffic growth. This insatiable demand for capacity drives advances in coherent optical transmission technology, where dual-polarization in-phase quadrature (DP-IQ) modulators are the key components that determine the transmitter bandwidth and port density. By 2027, per-lane interface rates are expected to reach 1.6 Tb/s with both high spectral efficiency and low power consumption [1]. However, maintaining low power consumption and signal-to-noise ratio (SNR) at such a high data rate is extremely challenging. Compact DP-IQ modulators have been demonstrated in silicon-on-insulator (SOI) [2] and indium phosphide (InP) platforms [3]. While the SOI DP-IQ modulator features high-quality manufacturing technology and small size, achieving a half-wave voltage (${V_\pi}$) of ${\lt}{2}\;{\rm V}$ and scaling the bandwidth beyond 100 GHz are difficult. Moreover, the DP-IQ modulator is expected to operate in the linear region, especially for high-order quadrature amplitude modulation (QAM), whereas the modulation mechanisms of InP and silicon are nonlinear.

Thin-film lithium niobate (TFLN) modulators with linear electro-optic (EO) performance are emerging as next-generation EO modulators with outstanding voltage–bandwidth performance, compact footprint, and low optical loss [48]. Here, we report the first DP-IQ in TFLN exhibiting a record single-carrier net bitrate of 1.96 Tb/s with a sub-1-V driving voltage. A polarization rotator and combiner (PRC) is monolithically integrated with four Mach–Zehnder modulators (MZMs) for polarization multiplexing. All of the MZMs exhibit a 1-V ${V_\pi}$ and 110-GHz 3-dB EO bandwidth.

Figure 1(a) shows the 3D schematic of the TFLN DP-IQ modulator. The device was fabricated on an $x$-cut TFLN consisting of a 360-nm-thick device layer and a 500-µm-thick quartz substrate.

 figure: Fig. 1.

Fig. 1. TFLN-based DP-IQ modulator. (a) 3D schematic of the DP-IQ with a 23.5-mm modulation length. (b) Design of the CL-TWE. (c) Design and microwave field distribution of the modulation region. (d) Microscope image of the PRC. (e) Measured transmission of the PRC. (f) Measured ${V_\pi}$. (g) Measured EO response (1.5-GHz reference).

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The DP-IQ is composed of twin-IQ modulators, and each IQ modulator has two parallel sub-MZMs with optimized capacitance-loaded traveling-wave electrodes (CL-TWEs) [Fig. 1(b)]. Here, the CL-TWEs are optimized for low microwave attenuation (simulated ${0.21}\;{\rm dB}\;{{\rm cm}^{- 1}}\;{{\rm GHz}^{- 1/2}}$), as well as perfect velocity matching. Flip-chip bonded ${50 -}\Omega$ terminators were employed at the end of each CL-TWE. The LN waveguides in the modulation region have a top width $w$ of 2.5 µm, slab thickness of 180 nm, and rib height of 180 nm. The 0.9-µm-thick CL-TWE was fabricated on a 0.7-µm- thick ${\rm SiO}_2$ cladding. These designs enable low propagation optical loss, high modulation efficiency (simulated result of 2.4 Vcm), and a large tolerance of alignment error between electrodes and waveguides [Fig. 1(c)]. The PRC combines and converts the ${{\rm TE}_0}\;({\rm port1}){{\rm /TE}_0}$ (port2) polarization modes onto two mutually orthogonal polarization modes in the optical fiber (${{\rm TE}_0}/{{\rm TM}_0}$ in port3) [Fig. 1(d)]. The PRC features a high polarization extinction ratio of ${\ge} {20.5}\;{\rm dB}$ and low insertion loss of ${\lt}{0.3}\;{\rm dB}$ over the entire C band [Fig. 1(e)]. Polarization-independent edge couplers were fabricated for efficient coupling with lensed fibers (measuring 1.9 dB/facet). The total fiber-to-fiber loss was measured as 6.8 dB.
 figure: Fig. 2.

Fig. 2. Experimental results from the 130-Gbaud probabilistic constellation shaping 400 QAM. (a) Experimental setup. (b) Optical spectrum before the wave shaper. (c) Net bitrate as a function of entropy. (d) Constellations with an entropy of 8.44 bit/symbol/pol.

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The lengths of the CL-TWEs (23.5 mm) were designed for a CMOS-compatible drive voltage and ultrahigh bandwidth. We obtained a ${V_\pi}$ value of 1 V [Fig. 1(f)] for all sub-MZMs. All sub-MZMs exhibited an extinction ratio of ${\gt}{20}\;{\rm dB}$. Figure 1(g) shows the measured small-signal EO response of the device, showing an ultrahigh 3-dB bandwidth of ${\gt}{110}\;{\rm GHz}$ for all channels, which was measured using a 100-GHz photodetector and vector network analyzer with frequency converters (Rohde & Schwarz ZNA). We extrapolated the EO response by fitting the measured electrical response with a theoretical model [dashed line in Fig. 1(g)], which indicates that the 3-dB bandwidth is beyond 140 GHz. We have fabricated more than five DP-IQ modulators on the same chip. All of the devices exhibit bandwidth of 110 GHz, ${V_\pi}$ of 1 V, optical loss of ${6.5}\;{\rm dB}\;{\pm}\;{0.5}\;{\rm dB}$, and extinction ratio of ${\gt}{20}\;{\rm dB}$. Compared with the work in [6], the present device exhibits better bandwidth performance and more than 20% improvement in ${V_\pi}$.

Figure 2(a) shows a schematic of the transmission setup. Electrical signals are generated by SiGe digital-to-analog converters overclocked to operate at 130 GSa/s [9]. The actual peak-to-peak voltage applied to the sub-MZMs was as low as 628 mV, given the losses from microwave cables and probe array. The root-mean-square voltage was 161 mV. The optical spectrum of the modulated signal is shown in Fig. 2(b). The transmitter and receiver digital signal processing (DSP) stack is shown in Fig. 2(a). The DSP makes use of advanced and fully adaptive nonlinear component equalizers, similar to what was used in [9,10]. We select probabilistic constellation shaping (PCS-) 400QAM with entropy between 8.14 and 8.54 bit/symbol/pol [Fig. 2(c)]. The net bit rates reported are obtained using a set of practical spatially coupled convolution low-density parity-check codes with similar forward error correction (FEC) margins as proposed in [11]. With an entropy of 8.44 bit/symbol/pol, we achieved a pre-FEC bit error rate of ${1.91} \times {{10}^{- 2}}$. The measured constellation is shown in Fig. 2(d) with a SNR of 23.4 dB. Using the 10% FEC code, we obtained the highest net bitrate of ${1.96}\;{\rm Tb/s/}\lambda$ ever reported in the literature [4,9,10,12,13], resulting in the highest information rate of 15.38 bit/symbol [Fig. 3(a)].

 figure: Fig. 3.

Fig. 3. (a) Records on single-carrier coherent transmission exceeding 1.5 Tb/s. (b) Comparison of voltage–bandwidth performance on TFLN.

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In conclusion, we have demonstrated the first DP-IQ modulator on a TFLN platform, with the best voltage–bandwidth performance and significantly higher performance than others on this popular EO platform [Fig. 3(b)]. Our ultrahigh-bandwidth and CMOS-level-voltage DP-IQ modulator allows for a record net bitrate of up to 1.96 Tb/s with ultralow power consumption per bit (1.04 fJ/bit). The reported TFLN-based DP-IQ is highly desirable for next-generation EO interfaces operating at ultrahigh speed and low power.

Funding

National Key Research and Development Program of China (2019YFB1803900); National Natural Science Foundation of China (11690031).

Disclosures

The authors declare no conflicts of interest.

Data availability

Data may be obtained from the authors upon reasonable request.

REFERENCES

1. P. J. Winzer, D. T. Neilson, and A. R. Chraplyvy, Opt. Express 26, 24190 (2018). [CrossRef]  

2. S. Zhalehpour, M. Guo, J. Lin, et al., J. Lightwave Technol. 38, 256 (2020). [CrossRef]  

3. J. Ozaki, Y. Ogiso, T. Jyo, et al., J. Lightwave Technol. 38, 5086 (2020). [CrossRef]  

4. X. Chen, G. Raybon, D. Che, et al., in Optical Fiber Communication Conference (OFC) (2021), paper F3C.5.

5. M. Xu, M. He, H. Zhang, et al., Nat. Commun. 11, 3911 (2020). [CrossRef]  

6. P. Kharel, C. Reimer, K. Luke, et al., Optica 8, 357 (2021). [CrossRef]  

7. C. Wang, M. Zhang, X. Chen, et al., Nature 562, 101 (2018). [CrossRef]  

8. M. Zhang, C. Wang, P. Kharel, et al., Optica 8, 652 (2021). [CrossRef]  

9. F. Pittala, R.-P. Braun, G. Boecherer, et al., “1.71 Tb/s single-channel and 56.51 Tb/s DWDM transmission over 96.5 km field-deployed SSMF,” arXiv:2108.01873 (2021).

10. F. Pittalà, R.-P. Braun, G. Boecherer, et al., in European Conference on Optical Communication (ECOC) (2021), paper Th2C1.1.

11. A. Ghazisaeidi, L. Schmalen, I. F. de Jauregui Ruiz, et al., J. Lightwave Technol. 33, 1479 (2015). [CrossRef]  

12. V. Bajaj, F. Buchali, M. Chagnon, et al., in ECOC (2020), paper Th4C.2.

13. F. Buchali, V. Aref, M. Chagnon, et al., in OFC (2020), paper Th4C.2.

Data availability

Data may be obtained from the authors upon reasonable request.

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Figures (3)

Fig. 1.
Fig. 1. TFLN-based DP-IQ modulator. (a) 3D schematic of the DP-IQ with a 23.5-mm modulation length. (b) Design of the CL-TWE. (c) Design and microwave field distribution of the modulation region. (d) Microscope image of the PRC. (e) Measured transmission of the PRC. (f) Measured ${V_\pi}$. (g) Measured EO response (1.5-GHz reference).
Fig. 2.
Fig. 2. Experimental results from the 130-Gbaud probabilistic constellation shaping 400 QAM. (a) Experimental setup. (b) Optical spectrum before the wave shaper. (c) Net bitrate as a function of entropy. (d) Constellations with an entropy of 8.44 bit/symbol/pol.
Fig. 3.
Fig. 3. (a) Records on single-carrier coherent transmission exceeding 1.5 Tb/s. (b) Comparison of voltage–bandwidth performance on TFLN.
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