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Partial-wave microscopic spectroscopy detects subwavelength refractive index fluctuations: an application to cancer diagnosis

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Abstract

Existing optical imaging techniques offer us powerful tools to directly visualize the cellular structure at the microscale; however, their capability of nanoscale sensitivity is restricted by the diffraction-limited resolution. We show that the mesoscopic light transport theory analysis of the spectra of partial waves propagating within a weakly disordered medium, such as biological cells [i.e., partial wave spectroscopy (PWS)] quantifies refractive index fluctuations at subdiffractional length scales. We validate this nanoscale sensitivity of PWS using experiments with nanostructured models. We also demonstrate the potential of this technique to detect nanoscale alterations in cells from patients with pancreatic cancer who are otherwise classified as normal by conventional microscopic histopathology.

© 2009 Optical Society of America

Spectroscopy of elastic scattering is commonly used to probe tissue morphology [1]. However, the sensitivity of a light-scattering signal to refractive index fluctuations is significantly reduced when the size of the scattering structures falls below the wavelength (500nm). Recently, there has been significant interest in understanding biological systems at the nanoscale, which requires measurement of subwavelength refractive index fluctuations. According to the mesoscopic light transport theory [2, 3, 4], for an object that is weakly disordered and weakly scattering, it is indeed possible to probe refractive index fluctuations of any length scale, including those well below the wavelength [3, 4], if one analyzes a signal generated by the multiple interference of one-dimensional (1D) propagating waves reflected from the refractive index fluctuations within the object. The enhanced sensitivity of 1D propagating waves to subwavelength correlation lengths of refractive index fluctuations lc (i.e., lc< wavelength λ) can be understood from the following consideration: while a three-dimensional scattering coefficient is (lcλ)3, and, thus, the contribution from small length scales is weighted down as lc2, for 1D waves the scattering coefficient is (lcλ) . The 1D propagating waves are one of many of a subset of waves (herein called 1D-partial waves) propagating within a scattering particle.

Recently, we reported an optical system [5] capable of isolating 1D-partial waves from different parts of a homogeneous scattering particle. A detailed description of the partial-wave spectroscopy (PWS) instrument is given elsewhere [5, 6]. In brief, a broadband light with a spatial coherence length of <1μm is focused onto the sample by a low-NA objective (Edmund Optics, NA of objective=0.4, NA of illumination=0.2, NA of collection=0.4). The illumination-beam diameter (120μm) is much larger than biological cells (8μm) and is well collimated within a cell located in the waist of the beam. The resulting backscattered image is projected with a 60× magnification onto the slit of an imaging spectrograph (10μm slit width) coupled with a CCD camera (Coolsnap HQ, Roperscientific, 1392×1040 6.2μm pixels) and mounted onto a motorized linear scanning stage (Zaber Technologies). The backscattering image is acquired by linearly scanning the slit of the spectrograph with a 10μm step. The size of a pixel in the image plane (image pixel) is 6.2μm×10μm, while the size of a pixel in the object plane (cell pixel) is 100nm×165nm. At each scanning step x, the CCD camera records a matrix with one axis corresponding to λ and the other to the spatial position of the image y, resulting in a data cube (x,y,λ). The system contains a flipper mirror that directs the image into a digital camera for quick visualization. The backscattering spectrum I(λ;x,y) (λ=390750nm, spectral resolution 3nm, spectral sampling 0.25nm; only the signal from λ1=500nmtoλ2=670nm is analyzed owing to the low illumination and transmission efficacy of the instrument) is recorded for each cell pixel (x,y). All spectra obtained from each cell pixel are normalized by the spectra of the incident light using mirror reflection. For each (x,y), I(λ) (I(λ;x,y)) is further processed to remove the high-frequency spectral noise using a sixth-order low-pass Butterworth filter with a normalized cutoff frequency of 0.08, and the variations in the lamp spectrum using a low-order polynomial Ip(λ) fit to I(λ). The normalized cutoff frequency (cutoff frequency/sampling frequency) was chosen such that it removes all oscillations below the spectral resolution of the spectrometer. The resulting spectrum R(λ)=I(λ)Ip(λ) is referred to as the fluctuating part of the reflection coefficient. It is important to realize that unlike traditional light scattering experiments, where a scattering signal is formed by all waves propagating within a scattering particle and interfer- ing in the far field, the backscattering spectrum analyzed in PWS is formed by the subset of waves, in particular 1D-partial waves. The properties of both the object and the instrument facilitate the detection of 1D waves. While the low NA of the objective restricts the illumination and collection of light to a narrow cone, the weak refractive index fluctuations and a small radius of curvature of a cell spread on a glass slide reduces the probability of the interference among the adjacent 1D channel, which is further prevented by the low-coherence illumination. Thus, light interaction with a complex weakly disordered medium can be approximated as a combination of several independent parallel 1D channels with R(λ) generated by the multiple interference of photons propagating in these 1D channels.

Typical I(λ) and Ip(λ) obtained from a particular cell pixel (in this case, a cell isolated from human pancreatic epithelium) spread on a glass slide is shown in Fig. 1a . Figure 1b shows the corresponding R(λ). To show the noise level, the spectrum is compared with the one obtained from a glass slide. As seen, the intensity fluctuations seen in the spectrum from the cell are above the noise floor. Absorption does not play a significant role in these spectral fluctuations, as the absorption coefficient μa is 1.5cm1 [7] and the thickness of the cell is 4μm. Similarly, the glass slide behind the cell does not contribute to the observed spectral fluctuations, as the spectrum of the reflection from the slide is expected to be flat. This brings us to the question of how R(λ) is related to the properties of the object: thickness (L), average refractive index (n0), the variance and the correlation length of refractive index fluctuations (Δn2 and lc). In the regime where the approximation of 1D independent channels is valid, R(k) (where k=2πλ is the wavenumber) can be characterized using the 1D mesoscopic light transport theory [2, 3, 4]. Accordingly, the rms average of R(k) can be written as RLξ1, where ξ1 is the scattering coefficient of a 1D channel. Although a complicated function of Δn2 and lc, ξ1 can be simplified for klc<1: ξ12k2Ldn02 with Ld=Δn2lc. Following terminology used in condensed matter physics, Ld is referred to as the disorder strength. In the following discussion we consider the case of klc<1 without the loss of generality [8]. If L and n0 are known, Ld can be determined from R2k2LdLn02 for each cell pixel. In turn, L can be estimated from the autocorrelation function C(Δk)=R(k)R(k+Δk)R(k)R(k) [3, 4] ln(C(Δk))=(Δk)2f(Ld)ALα, where A=const (in units of length) [4]. Function f and parameter α are numerically derived using finite-difference time-domain (FDTD) simulations. In a weakly disordered medium and in the absence of strong localization, f is a slowly varying function of Ld (r2=0.04) and is approximated as a constant (i.e., f1); α arises owing to the finite spectral bandwidth (λ2λ1) of the spectrum that is being used to calculate C(Δk) (in the limit of a very large bandwidth, L(λ2λ1)λ21, α=2; for the bandwidth in our system α1). C(Δk) is calculated for the entire spectrum with a center wavelength λmean=585nm for each cell pixel. Therefore, knowing the experimentally obtained quantities R and C(Δk) for a given cell pixel (x,y) and n0 (assumed to be 1.38), we can calculate Ld,

Ld=Bn022k2R(Δk)2ln(C(Δk)),
where B is the calibration constant and ln(C(Δk))(Δk)2 is obtained by fitting a linear slope to ln(C(Δk)) versus (Δk)2.

To confirm the hypothesis that the PWS scheme enables collecting 1D propagating waves and Eq. (1) is valid, we performed experiments on a series of nanostructured model media comprised of aggregated polystyrene nanospheres. The fabrication protocol is described in detail in [9]. In brief, the aqueous suspension of monodispersed polystyrene nanospheres (Duke Scientific, Inc.) of volume 50μl was uniformly smeared on a glass slide. The self-assembled lattice formed after 15min of evaporation. We used models with L varying from 0.3to13μm and nanosphere sizes 20, 40, 60, 80, 100, and 125nm (standard deviations of sizes 10%). PWS measurements were obtained from 30 different combinations of L and nanosphere sizes. Since both lc and Δn are known a priori in this model, i.e., lc is approximately the size of a nanosphere and Δn is approximately the refractive index of a polystyrene, we were able to compare the actual Ld of the model with the Ld found from the experimental PWS data obtained using Eq. (1). As shown in Fig. 2 , there was a good agreement (r2=0.97) between the experimentally observed and the actual values of Ld. These experiments were also used to determine constant B in Eq. (1). Finally, this experiment demonstrated that the minimal length scale of refractive index fluctuations to which PWS is sensitive to is below 20nm.

The nanoscale sensitivity of PWS could be critical to cell microscopy, where cells are regularly imaged to understand disease processes. Conventional cytology is not sensitive to changes in cell nanoarchitecture (e.g., ribosomes, membranes, nucleosomes, just to name a few cell structures with subdiffractional dimensions). At the same time, these are some of the most fundamental building blocks of the cell. We hypothesized that PWS can detect nanoarchitectural alterations in cells that are undetectable by cytology. We considered pancreatic cancer as a case in point. Pancreatic cancer is the fourth leading cause of cancer deaths in the U.S. with an overall five-year survival rate of <5%. For diagnosis, pancreatic cells are extracted using fine needle aspirations and subjected to a cytopathological analysis. However, the sensitivity of cytology is low for mass lesions in symptomatic patients (70%) and much lower for early lesions due in part to the relative rarity of frankly malignant-appearing cells that can be identified by cytology. We performed a pilot study on archival pancreatic cells (fixed with alcohol) obtained from 16 patients (seven normal and nine malignant). Six cases from these nine adenocarcinomas were cytologically diagnosed as cytologically normal. (We note that although fixation modifies the internal refractive index distribution compared to that of live cells, the intracellular morphology is expected to be maintained.) PWS measurements were obtained from three different cohorts of cells: cytologically normal cells from normal patients (N), cytologically malignant cells from cancer patients (C), and cytologically normal cells from cancer patients (CN). For each patient, 40 cells were chosen at random. Typical bright field and PWS images (i.e., Ld (x,y)) obtained for these three cell types are shown in Figs. 3a, 3b . As seen, the Ld image shows a clear difference between N and C cells. More importantly, Ld images are different between N and CN cells also. Further statistical analysis was performed using the two parameters that are obtained from the Ld maps, the mean and the standard deviation of the intracellular disorder strength (Ld(c) and σ(c)). As shown in Figs. 3c, 3d both the Ld(c) and σ(c) (⟨ ⟩ indicates the average taken over all the cells within a patient cohort) are highly significantly elevated in cancer patients compared to the control group (P<0.001). A prediction rule developed using a linear regression model yielded 100% sensitivity and 100% specificity for cytologically normal patients versus cancer patients. Interestingly, the cytologically normal cells from cancer patients also had significantly elevated Ld(c) and σ(c) (P<0.001) with 83% sensitivity and 100% specificity. We note that both Ld(c) and σ(c) vary within a patient cohort as indicated by the error bars in Figs. 3c, 3d. However this variation (50% in normal population) is much smaller than the difference between the patient cohorts (which is >100%). A higher Ld in cancer patients may be due to the increase in Δn2 and/or lc. Higher Δn2 can be associated with the increased density of intracellular macromolecular complexes, while the change in lc may be due to the macromolecular aggregation.

In summary, the backscattering spectrum from a weakly disordered medium contains spectral fluctuations that can be used to measure the disorder strength of the refractive index fluctuations within the scattering object. The disorder strength is sensitive to subwavelength nanoscale refractive index fluctuations. As an illustration of the potential capabilities of PWS, we showed that this technique may identify cancer cells by sensing microscopically undetectable alterations in cell architecture.

This work was supported in part by National Institutes of Health (NIH) grants R01 EB003682, R01 CA112315, and R01 CA128641, the V Foundation, and National Science Foundation (NSF) grant CBET-0733868.

 figure: Fig. 1

Fig. 1 (a) Normalized backscattering spectrum I(λ) from a single pixel of a biological cell (solid blue) and a pure glass slide (dashed red) with the Ip(λ) (black). (b) The corresponding spectrum R(λ) obtained from a biological cell (solid blue) and from a pure glass slide (dashed red).

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 figure: Fig. 2

Fig. 2 Validation of the nanoscale sensitivity of Ld using experimental nanostructured model media.

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 figure: Fig. 3

Fig. 3 (a) Representative bright field image and (b) corresponding pseudocolor Ld map recorded from three different cell types: N, C, and CN. (c) and (d) Ld(c) and σ(c) for different cell types. Error bars are the standard errors of the mean.

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Figures (3)

Fig. 1
Fig. 1 (a) Normalized backscattering spectrum I ( λ ) from a single pixel of a biological cell (solid blue) and a pure glass slide (dashed red) with the I p ( λ ) (black). (b) The corresponding spectrum R ( λ ) obtained from a biological cell (solid blue) and from a pure glass slide (dashed red).
Fig. 2
Fig. 2 Validation of the nanoscale sensitivity of L d using experimental nanostructured model media.
Fig. 3
Fig. 3 (a) Representative bright field image and (b) corresponding pseudocolor L d map recorded from three different cell types: N, C, and CN. (c) and (d) L d ( c ) and σ ( c ) for different cell types. Error bars are the standard errors of the mean.

Equations (1)

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L d = B n 0 2 2 k 2 R ( Δ k ) 2 ln ( C ( Δ k ) ) ,
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