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Do dielectric bilayer metasurfaces behave as a stack of decoupled single-layer metasurfaces?

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Abstract

Flat optics or metasurfaces have opened new frontiers in wavefront shaping and its applications. Polarization optics is one prominent area which has greatly benefited from the shape-birefringence of metasurfaces. However, flat optics comprising a single layer of meta-atoms can only perform a subset of polarization transformations, constrained by a symmetric Jones matrix. This limitation can be tackled using metasurfaces composed of bilayer meta-atoms but exhausting all possible combinations of geometries to build a bilayer metasurface library is a very daunting task. Consequently, bilayer metasurfaces have been widely treated as a cascade (product) of two decoupled single-layer metasurfaces. Here, we test the validity of this assumption for dielectric metasurfaces by considering a metasurface made of titanium dioxide on fused silica substrate at a design wavelength of 532 nm. We explore regions in the design space where the coupling between the top and bottom layers can be neglected, i.e., producing a far-field response which approximates that of two decoupled single-layer metasurfaces. We complement this picture with the near-field analysis to explore the underlying physics in regions where both layers are strongly coupled. We also show the generality of our analysis by applying it to silicon metasurfaces at telecom wavelengths. Our unified approach allows the designer to efficiently build a multi-layer dielectric metasurface, either in transmission or reflection, by only running one full-wave simulation for a single-layer metasurface.

© 2024 Optica Publishing Group under the terms of the Optica Open Access Publishing Agreement

1. Introduction

Metasurfaces or flat optics refer to subwavelength-spaced arrays of scatterers with spatially varying geometries (shape, size, and orientation) and have been widely utilized as a compact wavefront shaping tool [19]. Metasurfaces made of shape-birefringent nanofins have unlocked many possibilities in polarization optics ranging from vectorial structured light and holography to imaging and polarimetry [1017]. While many wavefront shaping capabilities have been demonstrated using plasmonic metasurfaces [1824], dielectric metasurfaces have gained much attention recently, especially for phase and polarization control, due to their relatively low loss. Dielectric form birefringent meta-atoms can be locally represented by a spatial arrangement of linearly birefringent wave-plate-like elements, each mathematically described in Cartesian coordinates by the Jones matrix formalism [15]. A general Jones matrix has four components, each with two degrees of freedom, amplitude and phase. Hence, there is a maximum of eight degrees-of-freedom, or free parameters, that can be tuned in any linear material. The more free parameters that can be varied in a Jones matrix, the more diverse the capabilities of the structure to manipulate light’s polarization [10,11,14,15].

The Jones matrix that can be physically realized with a single-layer dielectric metasurface is subject to being unitary and symmetric [15,25]. This sets a fundamental constraint on the retardance and di-attenuation values (i.e., possible polarization transformations) which can be imparted on incoming light. Retardance and di-attenuation respectively refer to the relative phase and amplitude imparted on two input orthogonal polarizations. Notably, matrix symmetry is a fundamental constraint that cannot be surmounted by design. It originates from the linear shape-birefringence of dielectric metasurfaces which fails to realize circular or elliptical birefringence. Hence, a single-layer metasurface cannot be used to build a circular polarizer/retarder — its eigen polarizations must be linear. This limitation exists in any single-layer meta-atom with vertical sidewalls (regardless of its geometry) as long as it is reciprocal [26]. Surmounting this constraint requires breaking the in-plane symmetry; either using slanted or a bilayer stack of meta-atoms. Unitarity, on the other hand, is a less fundamental constraint that stems from the lossless nature of dielectric meta-atoms and the typical choice to operate off-resonance to realize higher efficiencies. Nevertheless, a unitary metasurface can still modulate both the amplitude and phase of incoming light by dumping light onto the diffraction orders (which behave as loss channels) as is standard in holography [27,28].

By combining the propagation phase (which arises from varying the dimensions of the nanofins/meta-atoms) and geometrical phase (related to the rotation angle of the nanofin about its axis), it is possible to implement a symmetric Jones matrix with 3 independent DOF—namely, two different phase terms on the diagonal and two identical off-diagonal phase terms. With this functionality, a single metasurface can impart two independent phase [11,29] or amplitude [30] profiles on any two input orthogonal polarizations (linear or elliptical), with the caveat that input elliptical polarizations will flip their handedness at the output. Using clever arrangements of metasurface unit cells, a Jones matrix with more DOFs can be realized. For instance, super-cell based single-layer metasurfaces can offer six DOFs for the Jones matrix, enabling complex amplitude modulation on two orthogonal polarization bases in the far field [27,28]. Another variation of super-cell metasurfaces have recently been used to generate multiple polarization-sensitive holograms (exceeding 10 channels) by exploiting higher diffraction orders as energy loss channels [31]. In all these works, however, one cannot freely decouple the input and output polarization states, hindered by matrix symmetry. To tackle this limitation, and access all 8 DOFs of the Jones matrix, the in-plane symmetry must again be broken by constructing a multi-layer system [32]. In principle, a bilayer metasurface can impart arbitrary and independent amplitude and phase control on any set of two orthogonal polarizations, while completely decoupling the input and output polarization states [33]. Multi-layer metasurfaces also suggest new ways for achieving lossless polarization transformations [34] as well as non intuitive ways for wavefront shaping by utilizing more general configurations of the Pancharatnam-Berry phase [35,36].

With recent advances in nanofabrication, multi-layer metasurfaces have now become feasible. For instance, by cascading two single-layer metasurfaces made of silicon at design wavelength of $808$ nm, each with six DOFs in their Jones matrix, a spatially varying Jones matrix with full parameters of eight DOFs has been realized [37]. The latter has been utilized in polarization-selective holography with 16 different channels. In addition, compound meta-optics made of $\alpha$-silicon in the near infrared (in combination with inverse design) have been utilized in spatial mode multiplexing, optical mode conversion, and vectorial holography with very high diffraction efficiencies [38,39]. On the other hand, the design of compound metasurfaces (made of either bilayer or cascaded meta-atoms) is computationally intensive compared to single-layer devices. For example, building an exhaustive bilayer library is not a straight-forward process due to the huge size of the parameter space which requires varying the nanofins dimensions ($D_x$ and $D_y$, assuming a rectangular geometry) for both the top and bottom layers while performing the simulation at different angular rotations between the two. Furthermore, assuming a library is built, mapping a target 2-by-2 Jones matrix profile, pixel by pixel, to this massive library is a challenging and time consuming task. Accordingly, bilayer dielectric metasurfaces have been widely treated as a stack of two decoupled metasurfaces. A rigorous validation of this general assumption, however, has not been presented in the literature. To address this gap, here we use full-wave simulations to build a bilayer metasurface library and we study the coupling between the top and bottom nanofins by varying the full design space and analyzing the far-field and near-field responses. Our aim is to provide a systematic recipe that allows the designer to narrow down regions in the parameter space where the top and bottom nanofins are effectively decoupled while avoiding the geometries that suffer from strong bilayer coupling. This viewpoint simplifies the construction of a bilayer metasurface as it only requires one full-wave simulation for a single-layer nanofin in transmission. Using simple Jones calculus, the output response of the former can then be cascaded (for e.g., using matrix multiplication) to build a multi-layer structure. We perform our analysis for bilayer metasurfaces operating in transmission and reflection. Although we studied TiO2 at the visible wavelength range because of the limited literature on bilayer metasurfaces in that regime, our analysis provides a holistic guideline to the metasurface community which can also be applied to various wavelengths and material platforms as will be shown.

2. Analysis

2.1 Operating in transmission

We start by creating a library for a single-layer metasurfaces using the finite-difference time-domain (FDTD) and represent its response in terms of a Jones matrix [11]. A model of the simulated structure is shown in Fig. 1(a). It is made of a titanium dioxide (TiO2) rectangular nanofin on top of a fused silica substrate and can impart two different phase delays along its major and minor axes; hence the shape-birefringence. The boundary condition applied at the edges of the simulation box is the periodic boundary condition (PBC) which emulates an infinitely periodic array of the same rectangular nanofins. By sweeping the nanofin dimensions and recording the phase and transmission response in the far-field, a single-layer metasurface library can be built (as depicted in Supplement 1). The response of each nanofin to $x$- and $y$-polarized light can then be mathematically cast in a 2-by-2 Jones matrix.

 figure: Fig. 1.

Fig. 1. Bilayer dielectric metasurface with fixed bottom nanofin, operating in transmission. (a) Model of the unit cell of a transmissive single-layer metasurface. (b) Model of the unit cell of the simulated bilayer. The dimensions of the bottom nanofin are fixed and set to be $134$ nm $\times$ $202$ nm. The dimensions of the top nanofin are swept from $50$ to $250$ nm. The Power transmission and phase response of the bilayer metasurface are shown in (c) and (d), respectively. (e) Absolute error in phase shift between the simulation results shown in (d) and the results analytically obtained from the matrix product of two cascaded single-layer metasurfaces.

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As a next step, we extend our analysis to the case of a bilayer metasurface. We explore the possibility of computing the Jones matrix of the bilayer as the product of two decoupled (single-layer) Jones matrices. This requires that the coupling between the two nanofins is negligible regardless of the dimensions of the two nanofins and their relative rotation. To test this assumption, we compare the results of the FDTD simulations of the bilyer with the “analytical” results obtained from the product of two single-layer metasurfaces. The model of the simulated structure is shown in Fig. 1(b). Initially, we fixed the dimension of the bottom nanofin at $134$ nm x $202$ nm, an arbitrarily chosen geometry which emulates a quarter-wave plate. The Jones matrix of this geometry was then extracted from the single-layer library reported in Supplement 1. Afterwards, we performed a parameter sweep for the dimensions of the top nanofin without introducing a rotation angle between the nanofins; i.e., keeping the angular orientation of both nanofins at $0^{\circ }$. This simulation helps us verify if the two layers can be considered decoupled for all the geometries. If that is true, then the Jones matrix of the bilayer could be expressed as:

$$J_{\text{bilayer}} = J_{\text{top}} \cdot J_{\text{bottom}} = \begin{bmatrix} e^{i\phi_{x,1}} & 0\\ 0 & e^{i\phi_{y,1}} \end{bmatrix}\cdot \begin{bmatrix} e^{i\phi_{x,2}} & 0\\ 0 & e^{i\phi_{y,2}} \end{bmatrix}.$$

The transmission and phase responses for this bilayer structure under $x$-polarized illumination are depicted in Figs. 1(c-d), respectively. From these plots, one can observe transmission dips which can be attributed to resonances. Here, we refer to all geometries whose transmission is lower than $80$ ${\% }$ to be in the regime of resonance. In Fig. 1(e), we plot the error between the phase response (from the full-wave simulation above) and the analytical phase response calculated using Eq. (1). Since the rotation angle between the two nanofins is zero ($\theta = 0$) the Jones matrix that describes the structure is diagonal. Hence, in the plots we only show the results related to the element $J_{11}$. The error plots for element $J_{22}$ (under incident y-polarization) are similar due to the rectangular geometry and are thus not included. The average absolute phase error here is less than $3^\circ$. For most of the geometries, the simulation results coincide with the analytical ones. The few geometries that exhibits a larger error (only 2% of the geometries have an error higher than $10^\circ$) are the same ones that correspond to the resonance lines in the top right of Fig. 1(d). Therefore, for these geometries and others with large phase error, a full-wave simulation of the bilayer structure is needed to accurately capture its Jones matrix. However, given that full $0$-$2\pi$ phase coverage can be achieved with enough geometries away from resonance, these resonant elements can simply be filtered out from the library. In the next section, we will provide a more in depth investigation of these resonances (and their types) and demonstrate cases in which the coupling effects in a bilayer meta-atom due to resonance can be neglected.

To study the case of a non-diagonal Jones matrix, we introduce a relative rotation between the top and bottom nanofins. In Supplement 1, we considered two cases of bilayer structures made of identical top and bottom nanofins and we rotated the top nanofin at increments of $15^\circ$ to study the effect of angular orientation on coupling. The two bilayer structures are made of identical nanofin with dimensions $134$ nm $\times$ $202$ nm and $114$ nm $\times$ $154$ nm, respectively. For each of the two structures, we tabulated the amplitude and phase error for each element in their corresponding Jones matrices. Our analysis suggests an average phase error – between FDTD simulations and analytical calculation of Eq. (1) – on the order of $5^\circ$. The phase error plots are shown in Supplement 1 for one of the two geometries confirming that $0$ to 2$\pi$ phase coverage can be achieved with acceptable errors.

As a next step, we extend our analysis by performing a full sweep for the dimensions of both the top and bottom nanofins. We then examine the effect of bilayer coupling by comparing these FDTD simulation results with the analytical calculation of Eq. (1), as before. Figures 2(b-c) depict the phase shift and power transmission obtained from FDTD. Each figure exhibits a grid that is made of 121 subplots (cells). Each cell represents one parameter sweep where the top nanofin has the dimensions reported on the horizontal/vertical axes while the dimensions of the bottom nanofin are swept from $50$ nm to $250$ nm. Interestingly, the response of each subplot mimics the behaviour of the entire plot, as if it is of fractal nature. This behavior can be reconciled with sampling theorem since the figure is compiled from a Jones matrix product, between the top and bottom nanofin, that is reminiscent of a convolution between their respective phase plots. To quantify the bilayer coupling effects, we plot the phase and transmission errors (with respect to the analytical prediction of Eq. (1)) as shown in Figs. 2(d-e), respectively. The axes of the two plots can be interpreted the same as described above. This analysis confirms the possibility of expressing the Jones matrix of a bilayer dielectric metasurface as the product of the single-layer Jones matrices over most of the geometries included in the considered parameter space. The average phase error in this case is $3.19^\circ$.

 figure: Fig. 2.

Fig. 2. Bilayer dielectric metasurface with top and bottom nanofins of variable dimensions, operating in transmission. (a) Model of simulated bilayer metasurface: the arrows refer to sweeping the dimensions of top and bottom nanofins. The phase shift and power transmission of the structure in (a) is recorded using FDTD simulation and is shown in (b) and (c), respectively. Each cell in these grids refers to a separate simulation in which the bottom nanofin’s dimensions are swept while fixing the dimensions of the top nanofin. The top nanofin’s dimensions are depicted on both axes. (d) Error in phase shift between the simulation results shown in (b) and the results analytically obtained from the single-layer library. (e) Error in power transmission between the simulation results shown in (c) and the results analytically obtained from the single-layer library.

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Therefore, for a large number of geometries, the hypothesis that the two layers can be treated as decoupled is a valid one. Notably, the phase redundancy afforded by the metasurface library offers a sufficiently large number of decoupled geometries with full $0$ to 2$\pi$ phase coverage. As a rule of thumb, the geometries that exhibit larger errors fall within two main categories: a) structures in which one of the two nanofins is operating near resonance, and b) structures with significant reflections where the top nanofin is much larger than the bottom one. The latter can specially be inferred by examining the top right part of Fig. 2(c). This can be attributed to the multiple (Fabry-Perot like) reflections that occur between the substrate and the lower base of the top nanofin. To gain more insights into the bilayercoupling, we consider different geometries and perform a near-field analysis to examine the cases with large errors. The underlying physics of this problem is discussed next.

2.2 Near-field analysis

In this section, we complement the far-field Jones matrix calculations presented before with a near-field analysis. Our goal is: a) to evaluate the accuracy of our Jones matrix analysis in predicting the response of the bilayer structure, and b) to gain more insights into cases where the far-field response obtained from FDTD deviates from the Jones matrix analysis. Towards these aims, we adopted the scattering matrix (S-matrix) and transmission matrix (T-matrix) approaches while calculating the fields using the eigenmode expansion (EME) method [4043]. Since we are interested in understanding the bilayer coupling in a transmissive metasurface, our ports are defined at the input of the bottom nanofin and at the output of the top nanofin, respectively.

To assess the effects of guided and evanescent modes as well as back reflections, separately, we adopt four different calculations: a) The full S-matrix which captures the contributions of guided, evanescent, and back reflected fields (hence, it is the most accurate calculation or ground truth). b) The full T-matrix is similar to (a) but without recording the back reflections; only forward propagating guided and evanescent fields. (c) The $(2\times 2)$ S-matrix which only considers the fundamental propagating mode and back reflections while ignoring the evanescent fields. (d) The $(2\times 2)$ T-matrix which only captures the forward propagating modes without recording neither evanescent fields nor back reflections. Hence, by definition, the $(2\times 2)$ T-matrix calculation coincides with our previous far-field Jones matrix analysis. Comparing between these four calculations will help quantify the effects of bilayer coupling (which can be inferred from the strength of evanescent fields) and back reflections for various meta-atom geometries. To further examine the effects of evanescent coupling and impedance mismatch, we introduce a small air gap between the top and bottom nanofins. By varying the gap size between the two nanofins and recording the amplitude variation one can identify the regimes where bilayer meta-atoms no longer behave as a stack of two decoupled single-layer metasurfaces.

We consider four main categories of bilayer dielectric meta-atom geometries under x- and y-polarizations, respectively. Figure 3(a) depicts the first case: a bilayer meta-atom composed of two off-resonance nanofins with a larger nanofin at the bottom. As previously mentioned, a resonant nanofin refers to any geometry with less than 80% transmission. This description may include nanofins which are not strictly at resonance (but rather near resonance) but is justified here as it ensures a more conservative choice of library elements. By looking at the amplitude response under the input polarizations, $E_x$ ($11$) and $E_y$ ($00$), one can observe that the S-matrices transmission oscillate only slightly around a mean value that matches the T-matrices result. Here, the deviation in amplitude between the S- and T-matrices calculations is on the order of $0.01{\% }$. This implies that the $(2\times 2)$ T-matrix (and so the Jones matrix) correctly describe the nanofin dynamics accurately; the evanescent coupling and back reflections in this type of geometry are small enough to be ignored.

 figure: Fig. 3.

Fig. 3. Scattering and transmission matrix analysis for transmissive bilayer metasurfaces with aligned top and bottom nanofins and variable air gap in between. Four cases are considered: (a) Two nanofins operating off-resonance. The top nanofin is smaller than the bottom one. The transmission amplitude response from the S- and T-matrices under two orthogonal polarizations, $E_x$ ($11$, blue curve) and $E_y$ ($00$, red curve), is plotted. (b) A birefringent bilayer meta-atom with different dimensions along x and y. The two nanofins are off-resonance and the corresponding amplitude response under x- and y-polarizations is shown. (c) Bilayer meta-atom composed of two identical nanofins operating at resonance. (d) Only the bottom nanofin of the bilayer meta-atom is at resonance and is larger than the top nanofin.

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Figure 3(b) represents the second case which is anisotropic: the two nanofins have different dimensions along the x and y directions but neither of the two is at resonance. The top nanofin is larger along the x direction (D$_{x,\text {top}}$ > D$_{x,\text {bottom}}$) and is smaller along y (D$_{y,\text {bottom}}$ > D$_{y,\text {top}}$). Hence, under x-polarized illumination, light will be reflected due to the size mismatch between the two nanofins. In this case, a Fabry-Perot like cavity will be created between the substrate and the top nanofin. As these back reflections are not captured by the T-matrices, a large deviation in the S- and T- matrix amplitude response is observed. On the other hand, when the same nanofin is illuminated by y-polarized light (blue curves), the amplitude response evaluated by the T-matrices and S-matrices are in good agreement; the back reflections and evanescent coupling in this geometry is minimal. These observations can be reconciled with waveguide theory. Both geometries involve impedance mismatch between the top and bottom nanofins (i.e., the modes are characterized by two different effective indices). However, since the small nanofin will have a smaller effective index (close to the cladding material—air), its placement above the large nanofin is already captured by the Jones matrix of the large nanofin. This is not the case when the small nanofin is terminated by the large one on top. The impedance mismatch in the latter is more significance and is thus not fully captured by the Jones matrix of the small nanofin.

Figure 3(c) shows the case of two identical nanofins operating at resonance. In this case it is not expected that back reflection between the top nanofin and the substrate can occur (given the agreement in cross sectional area) and indeed the discrepancy between the full S-matrix and full T-matrix is insignificant. However, the large discrepancy between the full S- and full T-matrices versus the $(2\times 2)$ S- and $(2\times 2)$T-matrices suggest that the higher order evanescent modes play a fundamental role in the amplitude response. Here, the evanescent field coupling between the two nanofins is very significant (due to the operation at resonance) and, hence, cannot be neglected. Additional categories of nanofins that feature back reflections and that exhibit coupling through evanescent fields are shown in Supplement 1. The former is typically observed when the top nanofin is larger in size whereas the latter occurs when at least one of the two nanofins is at resonance.

Figure 3(d) highlights another case of resonant geometries. Here, only the bottom nanofin is at resonance whereas the top nanofin is of much smaller dimensions. In this case, due to the small spatial overlap between the two nanofins, the evanescent coupling is not significant. The smaller dimensions of the top nanofin also suggest that the back reflections are minimal. These two behaviors—i.e., weak evanescent coupling and reflections—are indeed suggested by the response of the $(2\times 2)$ T-matrix which captures the amplitude transmission fairly accurately. Hence, the full S-matrix and full T-matrix are in close agreement.

In short, our near-field analysis confirms that (under some circumstances) the S- and T-matrices responses coincide. Cases with disagreement correspond to geometries that involve large back reflections (small spatial overlap between top and bottom nanofins) or geometries that lie close to resonance. By avoiding these regions in the parameter space, one can populate a set of bilayer meta-atoms which effectively behave as a stack of two decoupled single-layer metasurfaces. Thanks to the redundancy afforded by the metasurface library such a task is possible to achieve. Figure 4(a) depicts a schematic which visualizes the nanofin categories. The set of allowable (decoupled) nanofin geometries are represented in the first row (green zone). After filtering out all the geometries with bilayer coupling, the remaining meta-atoms (around $50{\% }$ of the parameter space) still densely span from $0$ to $2\pi$ phase shift as shown in Fig. 4(b).

 figure: Fig. 4.

Fig. 4. (a) Schematic of different categories of bilayer dielectric meta-atoms. The first row corresponds to the geometries for which the coupling between the nanofins is negligible: (i) neither the bottom nor the top nanofins are at resonance and bottom nanofin is larger than the top, (ii) only the bottom nanofin is at resonance and is larger than the top, (iii) only the top nanofin is at resonance but the bottom nanofin is much larger than the top. The second row depicts the cases for which the two nanofins in the bilayer are strongly coupled: (iv) neither the bottom nor the top nanofins are at resonance and the top nanofin is larger than the bottom, (v) only the top nanofin is at resonance and larger than the bottom, (vi) only the top nanofin is at resonance and slightly smaller than the bottom, (vii) both nanofins are at resonance. These cases are detailed more fully in Supplement 1. (b) Complex transmission of the dashed region in (a). The electric field amplitude $t_x e^{i \phi _x}$ is plotted on the complex plane demonstrating the $0$-$2\pi$ phase coverage afforded by the considered geometries while maintaining low loss. The red circle is the unit circle. The black circle is the average of $t_x$ over all considered geometries.

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Note that thus far we have chosen a specific material, namely titanium dioxide, as a platform for conducting our analysis. Nevertheless, we expect the physical dynamics associated with evanescent coupling and back reflection, to be universal across other dielectric metasurface libraries using different material platforms or design wavelengths. For instance, silicon nitride (SiN) is another widely used material in the visible, albeit with less index contrast [44]. Therefore, due to the less mode confinement, the coupling strength can be more significant causing all resonant geometries to be considered coupled (including for e.g., the category in Fig. 4(a)-(iii)). Other effects, such as back reflections, should preserve their behavior. In addition, other material platforms also exist for the near infrared and telecom regimes including, for e.g., silicon. To validate the generality of our analysis, we study bilayer dielectric metasurfaces based on silicon, at a design wavelength of $1550$ nm, and show that the coupling effects are governed by the same physical dynamics. We summarize the results of this analysis in Supplement 1.

2.3 Operating in reflection

Thus far we have shown that we can evaluate the Jones matrix of a transmissive bilayer metasurface starting from the Jones matrix of a single-layer metasurface under some constraints. This allows the designer to build a bilayer metasurface by only utilizing the single-layer metasurface library, thereby simplifying the design process. In this section, we investigate the validity of this assumption for reflective dielectric metasurfaces. We examine if a birefringent metasurface operating in reflection can be expressed as the product of four Jones matrix (each describing a single-layer nanofin). In this case, the product of one unit cell (pixel) on the bilayer metasurface, assuming no rotation, is given by:

$$\begin{aligned}J_{\text{bilayer}} = J_{\text{top}} \cdot &J_{\text{bottom}} \cdot J_{\text{mirror}} \cdot J_{\text{bottom}} \cdot J_{\text{top}}=\\ & \;\;\;\begin{bmatrix} e^{i\phi_{x,\text{top}}} & 0\\0 & e^{i\phi_{y,\text{top}}}\end{bmatrix}\cdot \begin{bmatrix} e^{i\phi_{x,\text{bottom}}} & 0\\0 & e^{i\phi_{y,\text{bottom}}}\end{bmatrix}\cdot\begin{bmatrix}1 & 0\\0 & -1\end{bmatrix}\cdot \\ &\qquad\qquad \qquad \qquad\begin{bmatrix} e^{i\phi_{x,\text{bottom}}} & 0\\0 & e^{i\phi_{y,\text{bottom}}}\end{bmatrix}\cdot \begin{bmatrix} e^{i\phi_{x,\text{top}}} & 0\\0 & e^{i\phi_{y,\text{top}}}\end{bmatrix}.\end{aligned}$$

Equation (2) describes the path that light makes when impinging on the metasurface as it passes through the two nanofins, gets reflected by the mirror, before traversing the two nanofins again, in the reverse order. To test the validity of Eq. (2), we start by simulating a unit cell consisting of a single-layer in reflection and then we build on it by considering the full bilayer metasurface in reflection. Following the same approach used for a transmissive metasurface, we consider a single-layer reflective metasurface first to verify if, in presence of a mirror, one can express the Jones matrix of the system as the following product:

$$J_{\text{reflection}} = J_{\text{transmission}} \cdot M \cdot J_{\text{transmission}} = \begin{bmatrix} e^{i\phi_{x}} & 0\\ 0 & e^{i\phi_{y}} \end{bmatrix}\cdot \begin{bmatrix} 1 & 0\\ 0 & -1 \end{bmatrix}\cdot \begin{bmatrix} e^{i\phi_{x}} & 0\\ 0 & e^{i\phi_{y}} \end{bmatrix}.$$

Supplement 1 shows a comparison between the phase responses of the the reflective (single-layer) metasurface obtained from FDTD and and the one calculated analytically using Eq. (2), suggesting significant discrepancy between the two. Note that placing the nanofin on top of a mirror perturbs the phase response of the structure, possibly introducing standing wave patterns (similar to terminating a waveguide with a complex load). The mirror-dielectric interface effects cannot be accurately captured by Eq. (2). Therefore, in contrast to the case of transmissive bilayer metasurfaces, where the analytical approach was fairly accurate in predicting the amplitude and phase responses, the requirements are more stringent when operating in reflection. To bypass this challenge, we introduce a simple modification to the structure by inserting a layer of silica (named “spacer”) between the mirror and the nanofin, essentially matching the impedance between the two, as depicted in Fig. 5(a). To compensate for the effective index perturbation of the TiO2 fin which arose from the mirror-dielectric interface, the spacer dimensions need to be optimized depending on nanofin size. The goal is obtain an overall response for the reflective structure that matches the behaviour of the transmissive nanofin as if it was in direct contact with the substrate. This allows us to build a reflective bilayer metasurface using the Jones matrix product by starting from the same single-layer metasurface library in transmission.

 figure: Fig. 5.

Fig. 5. Operation of a reflective metasurface. (a) Model of the unit cell of a single-layer metasurface operating in reflection. A layer of silica has been inserted between the mirror and the nanofin. (b) Phase shift obtained from the FDTD simulation of the structure shown in (a). For each geometry the spacer thickness has been optimized so that the phase difference between the simulation results and the analytical product is minimized. (c) Difference between the simulated and analytical phase shifts for the structure shown in (a) while optimizing the spacer thickness for each geometry. (d) Optimum spacer dimension as a function of the nanofin geometry. The vertical axis depicts the phase error for each optimum spacer thickness. (e) Model of the unit cell of bilayer metasurface working in reflection. (f) Phase shift obtained from the FDTD simulation of the structure shown in (e). (g) Phase shift error for the structure shown in (e) with optimized spacer thickness for each geometry. (h) Power transmission obtained from FDTD simulation for the structure shown in (e). (i) Error in power transmission for the structure in (e) when the spacer thickness is optimized for each geometry.

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To optimize the spacer, we sweep its thickness between $20$ nm and $165$ nm, and for each thickness, we perform full sweep on the dimensions of the nanofin. For each nanofin geometry, we find the optimized spacer dimension that minimizes the phase error compared to the analytical one of Eq. (4). Figure 5(b) shows the phase shift obtained for each geometry when its optimized spacer thickness is selected. The error between the simulated results and the analytical ones is $0.5^{\circ }$, on average, provided that the spacer thickness is optimized, as depicted in Fig. 5(c). In addition, Fig. 5(d) shows the optimum spacer thickness as a function of the nanofin dimensions. Here, the vertical axis depicts the phase error between FDTD and the analytical product of Eq. (4). Therefore, it is now possible to express a single-layer reflective metasurface as the Jones matrix product of single-layer decoupled nanofins. This intermediate step is essential as it enables us to design a bilayer metasurface by only relying on a single-layer library. However, the insertion of the matching spacer obviously imposes a constraint on the design of the metasurface; as it is not possible (at least with our current fabrication techniques) to build a device with spatially varying spacer thickness. Instead, we envision the final device to be made of a bilayer meta-atom where the bottom nanofin is of fixed dimensions while only sweeping the top nanofin. A metasurface unit cell of this kind can still realize an asymmetric (yet unitary) Jones matrix, point-by-point, across the structure. By making use of super-cell metasurfaces or one can break the unitarity constraints as well.

To design a bilayer metasurface in reflection we repeat the previous analysis performed in transmission. We fix the dimension of the bottom nanofin at $134$ nm $\times$ $202$ nm. This is justified because a stack of two nanofins provides 6 degrees-of-freedom, whereas an arbitrary and unitary Jones matrix requires only 4 [37]. Hence, by fixing the bottom nanofin and varying the top one, all 4 degrees-of-freedom can still be accessed. We set the spacer thickness $100$ nm which is the optimized value for that selected geometry as suggested by Fig. 5(d). We performed a parameter sweep of the dimensions of the top nanofin without introducing a rotation angle between the fins. The previous analysis on the spacer optimization was needed to select the spacer dimension that optimizes the response of the fixed bottom geometry. This allow us to verify the assumption of decoupling in reflection for all the geometries. We also confirm that the spacer dimension from the single-layer is valid for the design of a bilayer metasurface in reflection; in which case the Jones matrix of the bilayer can be written as shown in Eq. (2). The results of the simulation are shown in Fig. 5(f) and Fig. 5(g). For most of the geometries, the spacer selection rule defined above allows to accurately build a reflective bilayer starting from the library of a transmissive single-layer metasurface given the low phase error reported in the color map of Fig. 5(i). The latter represents the phase difference between the FDTD simulations and the analytical product of Eq. (2). The average absolute phase error in this case is $5.3^{\circ }$. The cases that show larger errors are the ones composed of a top nanofin that is much larger than the the bottom one. This can be due to the reflections that occur between the mirror and the base of the top nanofin. This is reminiscent of the observation we made for the case of transmissive bilayer metasurfaces.

3. Conclusion

We showed that a bilayer dielectric metasurface operating in transmission can be expressed as the product of two decoupled single-layer metasurfaces under some constraints. In this process, we distinguished regions in which the bilayer coupling is governed by resonance versus back reflections and we provided systematic recipes to avoid operation in both regimes. Furthermore, we demonstrated that it is also possible to express a reflective bilayer metasurface as the product of five matrices which describe the nanofins composing the structure, the reflective mirror, and a matching spacer in between. By combining our near and far-field analysis, we narrow down the design space to a smaller subset of geometries that are essentially decoupled. Notably by excluding the meta-atoms with strong coupling from the design library—either by avoiding resonant structures or bilayer geometries with very large top nanofins—one can efficiently build a multi-layer metasurface as a cascade of single-layer meta-atoms. In this case, fitting a target profile to a library will entail decomposing it into a product of two matrices and fitting each one following the same selection criteria of a single-layer nanofin. We validated the applicability of our approach to a wide range of libraries by considering titanium dioxide platform at a design wavelength of $532$ nm in addition to silicon at $1550$ nm, showing the generality of our approach.

Funding

Office of Naval Research (N00014-20-1-2450); Corning Incorporated Foundation.

Acknowledgment

We thank Drs. S. W. D. Lim, N. Rubin, A. Zaidi, and L. Li, all from Harvard University, for the insightful discussions. The authors from Harvard University acknowledge financial support from Corning Incorporated. Lastly, financial support from the Office of Naval Research (ONR) MURI program, under grant no. N00014-20-1-2450 is acknowledged.

Disclosures

The authors declare no conflicts of interest.

Data availability

Data underlying the results presented in this paper are available in [45].

Supplemental document

See Supplement 1 for supporting content.

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Supplementary Material (1)

NameDescription
Supplement 1       Supplemental

Data availability

Data underlying the results presented in this paper are available in [45].

45. A. Palmieri, A. H. Dorrah, J. Yang, et al., “BilayerSim,” (2023). https://github.com/Capasso-Group/BilayerSim.

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Figures (5)

Fig. 1.
Fig. 1. Bilayer dielectric metasurface with fixed bottom nanofin, operating in transmission. (a) Model of the unit cell of a transmissive single-layer metasurface. (b) Model of the unit cell of the simulated bilayer. The dimensions of the bottom nanofin are fixed and set to be $134$ nm $\times$ $202$ nm. The dimensions of the top nanofin are swept from $50$ to $250$ nm. The Power transmission and phase response of the bilayer metasurface are shown in (c) and (d), respectively. (e) Absolute error in phase shift between the simulation results shown in (d) and the results analytically obtained from the matrix product of two cascaded single-layer metasurfaces.
Fig. 2.
Fig. 2. Bilayer dielectric metasurface with top and bottom nanofins of variable dimensions, operating in transmission. (a) Model of simulated bilayer metasurface: the arrows refer to sweeping the dimensions of top and bottom nanofins. The phase shift and power transmission of the structure in (a) is recorded using FDTD simulation and is shown in (b) and (c), respectively. Each cell in these grids refers to a separate simulation in which the bottom nanofin’s dimensions are swept while fixing the dimensions of the top nanofin. The top nanofin’s dimensions are depicted on both axes. (d) Error in phase shift between the simulation results shown in (b) and the results analytically obtained from the single-layer library. (e) Error in power transmission between the simulation results shown in (c) and the results analytically obtained from the single-layer library.
Fig. 3.
Fig. 3. Scattering and transmission matrix analysis for transmissive bilayer metasurfaces with aligned top and bottom nanofins and variable air gap in between. Four cases are considered: (a) Two nanofins operating off-resonance. The top nanofin is smaller than the bottom one. The transmission amplitude response from the S- and T-matrices under two orthogonal polarizations, $E_x$ ($11$, blue curve) and $E_y$ ($00$, red curve), is plotted. (b) A birefringent bilayer meta-atom with different dimensions along x and y. The two nanofins are off-resonance and the corresponding amplitude response under x- and y-polarizations is shown. (c) Bilayer meta-atom composed of two identical nanofins operating at resonance. (d) Only the bottom nanofin of the bilayer meta-atom is at resonance and is larger than the top nanofin.
Fig. 4.
Fig. 4. (a) Schematic of different categories of bilayer dielectric meta-atoms. The first row corresponds to the geometries for which the coupling between the nanofins is negligible: (i) neither the bottom nor the top nanofins are at resonance and bottom nanofin is larger than the top, (ii) only the bottom nanofin is at resonance and is larger than the top, (iii) only the top nanofin is at resonance but the bottom nanofin is much larger than the top. The second row depicts the cases for which the two nanofins in the bilayer are strongly coupled: (iv) neither the bottom nor the top nanofins are at resonance and the top nanofin is larger than the bottom, (v) only the top nanofin is at resonance and larger than the bottom, (vi) only the top nanofin is at resonance and slightly smaller than the bottom, (vii) both nanofins are at resonance. These cases are detailed more fully in Supplement 1. (b) Complex transmission of the dashed region in (a). The electric field amplitude $t_x e^{i \phi _x}$ is plotted on the complex plane demonstrating the $0$-$2\pi$ phase coverage afforded by the considered geometries while maintaining low loss. The red circle is the unit circle. The black circle is the average of $t_x$ over all considered geometries.
Fig. 5.
Fig. 5. Operation of a reflective metasurface. (a) Model of the unit cell of a single-layer metasurface operating in reflection. A layer of silica has been inserted between the mirror and the nanofin. (b) Phase shift obtained from the FDTD simulation of the structure shown in (a). For each geometry the spacer thickness has been optimized so that the phase difference between the simulation results and the analytical product is minimized. (c) Difference between the simulated and analytical phase shifts for the structure shown in (a) while optimizing the spacer thickness for each geometry. (d) Optimum spacer dimension as a function of the nanofin geometry. The vertical axis depicts the phase error for each optimum spacer thickness. (e) Model of the unit cell of bilayer metasurface working in reflection. (f) Phase shift obtained from the FDTD simulation of the structure shown in (e). (g) Phase shift error for the structure shown in (e) with optimized spacer thickness for each geometry. (h) Power transmission obtained from FDTD simulation for the structure shown in (e). (i) Error in power transmission for the structure in (e) when the spacer thickness is optimized for each geometry.

Equations (3)

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J bilayer = J top J bottom = [ e i ϕ x , 1 0 0 e i ϕ y , 1 ] [ e i ϕ x , 2 0 0 e i ϕ y , 2 ] .
J bilayer = J top J bottom J mirror J bottom J top = [ e i ϕ x , top 0 0 e i ϕ y , top ] [ e i ϕ x , bottom 0 0 e i ϕ y , bottom ] [ 1 0 0 1 ] [ e i ϕ x , bottom 0 0 e i ϕ y , bottom ] [ e i ϕ x , top 0 0 e i ϕ y , top ] .
J reflection = J transmission M J transmission = [ e i ϕ x 0 0 e i ϕ y ] [ 1 0 0 1 ] [ e i ϕ x 0 0 e i ϕ y ] .
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