Abstract
In this work, we study intermodal coupling in a waveguiding system composed of a planar dielectric waveguide and a tunable hyperbolic metamaterial waveguide based on graphene, which has not been yet investigated in this class of waveguide system. For this purpose, using the Lorentz reciprocity theorem, we derive coupled mode equations for the considered waveguiding system. We demonstrate, for the first time, possibility of a fully controlled power exchange between TM modes of the dielectric waveguide and both forward and backward TM modes of the hyperbolic metamaterial waveguide by changing Fermi potential of graphene. In the course of our analysis, we also investigate how the system parameters, such as waveguide width and separation distance, influence the strength of intermodal coupling.
© 2020 Optical Society of America under the terms of the OSA Open Access Publishing Agreement
1. Introduction
Intermodal coupling and power transfer is a working principle of many optical guided-wave devices such as waveguide couplers [1–22], laser arrays [23,24], distributed feedback lasers [25,26], filters [27], modulators, and switches [1,28]. In particular, the role of intermodal coupling is of key importance in optical integrated systems, providing means for lossless power exchange between planar waveguides [1–11,15–17].
More recently, a class of novel anisotropic media exhibiting hyperbolic dispersion, known as hyperbolic metamaterials (HMMs), has been recognized as a very prospective building block for planar waveguide applications. Until now, it has been demonstrated that waveguides based on HMMs reveal a number of unusual properties, such as simultaneous propagation of plasmons and bulk waves [29,30], field enhancement [31], coexistence of two modes with the same direction of phase velocity and the contrary signs of energy flows (known as forward and backward modes), and light slowing or stopping [32,33]. More recently, a concept of controlling properties of metamaterial structures by adjusting their geometry has been gathering widespread attention [34,35]. In particular, a possibility of active tuning optical properties of hyperbolic metamaterials by incorporating different stimulus-sensitive materials has been intensively investigated [36–43]. In particular, a great deal of attention has been devoted to waveguides based on tunable hyperbolic metamaterials (THMMs) [44–47] revealing controlled plasmon propagation [44], controlled light slowing or stopping in terahertz [45] as well as near-infrared spectral range [46] and ultra-far mode propagation [47]. These unique waveguiding properties constitute THMM-based waveguides as a prospective constituent for novel integrated systems, particularly directional couplers of new functionalities. So far, the studies concerning waveguiding properties of HMM/THMM structure have been limited to single-waveguide systems. What is more, until now, intermodal coupling in any waveguide system based on HMM/THMM has not been yet investigated.
In literature, there exist a number of methods allowing coupled-mode analysis in various waveguiding systems. One of the first reported approaches, known as the conventional coupled-mode theory, is based on the perturbation technique and the assumption of the orthogonality of waveguide modes [1,2]. Further developments in this field were focused on embracing the effect of nonorthogonality between waveguide modes. In particular, the modified mode-coupling theory [6], as well as formalisms based on the variational principle [7,8,13], or the Lorentz reciprocity theorem [13–15,19], have been formulated. Especially, an approach exploiting the Lorentz reciprocity theorem is particularly interesting in terms of its versatility for various systems, such as multi-waveguide and/or multi-mode structures [14,15], anisotropic media [15] and nonlinear couplers [19]. Moreover, this approach is indispensable to correctly describe the coupling between forward- and backward-propagating modes in anisotropic and bianisotropic reciprocal waveguides with gain and loss [48].
Within this paper, we present a rigorous analytical approach, based on the Lorentz reciprocity theorem, enabling analysis of modal coupling in the waveguiding system incorporating a tunable hyperbolic metamaterial based on graphene (further regarded as THMM), which has not been yet investigated. The considered system consists of two parallel planar waveguides with core layers formed by an isotropic dielectric material and graphene-based anisotropic medium revealing Type II hyperbolic dispersion [49,50]. In the course of this analysis we investigate influence of parameters of the considered system, such as waveguide width or separation distance between waveguides, on the strength of intermodal coupling. Moreover, we demonstrate that due to the presence of graphene, it is possible to control optical properties of the THMM medium, and consequently, the power exchange within the considered system, via change of chemical potential of graphene.
The manuscript is structured as follows: in Section 2, we present a theoretical model of modal coupling in the considered waveguiding system by using the fundamental relations of the generalized reciprocity theorem [15]. Next, we analyze a number of characteristics revealing the effect of geometrical structure parameters and the Fermi energy (for example controlled by external electric voltage) on the coupling coefficients and the power transfer between the TM mode of the dielectric waveguide and the forward- and backward modes of the THMM waveguide. For clarity of our analysis, all the presented data are supported with relations between transverse and longitudinal field components (see Appendix A1), as well as the exact analytical expressions for the coefficient of the coupled mode equations describing the representative system (see Appendix A2).
2. Theoretical model
In this section, we describe the coupled-waveguide system considered, see Figs. 1(a)–1(c), and derive corresponding coupled-mode equations (based on Lorentz reciprocity theorem) to analyze intermodal coupling controlled by chemical potential of graphene.
2.1 Considered system
The considered system consists of two parallel planar waveguides with core layers formed by an isotropic dielectric, described with electric permittivity ɛa, and a uniaxial anisotropic THMM medium, described with permittivity tensor $\overline{\bar{\varepsilon}_{b}}=\operatorname{diag}\left(\left[\begin{array}{lll}\varepsilon_{\|}, \varepsilon_{\|}, \varepsilon_{\perp}\end{array}\right]\right)$ with its components obtained with the help of the effective medium theory (EMT) [30,49]. The core layers are symmetrically cladded with isotropic dielectric material characterized by relative electric permittivity ɛc, see Figs. 1(a)–1(c).
Without loss of generality, we assume that the dielectric waveguide supports only fundamental modes, i.e., TM0 and TE0. Moreover, the THMM core layer, consisting of periodically arranged graphene and dielectric bilayers, is assumed to effectively reveal Type II hyperbolic dispersion, which provides simultaneous existence of forward and backward-propagating TM modes having the same order and phase velocity direction, but antiparallel energy flux [46]. It is worth noting that in such a waveguide, in contrast to TM modes, the propagation of TE modes is strongly suppressed [51]. Moreover, the coupling between TE0 mode of the dielectric waveguide and TM modes of the THMM waveguide is not possible. Thus, in further analysis we focus only on the coupling between TM modes in the considered system.
Furthermore, since graphene’s permittivity can be altered with chemical potential [42], the propagation properties of the considered THMM waveguide, and consequently of the complete coupled-waveguide system, may be modified in the same manner, revealing novel functionality arising from unique dispersion properties of the THMM medium.
2.2 Coupled-mode equations
We start from the Lorentz reciprocity theorem for anisotropic media [15], which will further serve as a theoretical basis for the formulation of coupled-mode equations for the given system.
Consider two sets of field solutions (E(1), H(1)) and (E(2), H(2)), which satisfy the two Maxwell’s equations in a nonmagnetic media described by relative electric permittivity tensors $\overline{\bar{\varepsilon}}^{(1)}(x, y)$ and $\overline{\bar{\varepsilon}}^{(2)}(x, y)$ and relative scalar magnetic permittivity µ(1) = µ(2) = 1, i.e.,
2.2.1 Step 1
As the first system (further regarded as system <1>) with the field solutions (E(1), H(1)), we choose the complete coupler characterized by the relative permittivity of the following spatial distribution:
Substituting (4)-(9) into both sides of the general reciprocity relation (3), we obtain the following coupled mode equation:
2.2.2 Step 2
In order to obtain the second coupled-mode equation, as the system <2> with the field solutions (E(2), H(2)) we choose the standalone THMM-based waveguide with permittivity spatial distribution given by Eq. (8), i.e., ${\overline{\bar{\varepsilon }}^{(2)}} = {\overline{\bar{\varepsilon }}^{(b)}}(x)$, and the field solution to be guided TM0(bF) mode propagating in the -z direction with field components $\left( {\left( {\begin{array}{ccc} {E_x^{(bF) - },}&{0,}&{E_z^{(bF) - }} \end{array}} \right),\left( {\begin{array}{ccc} {0,}&{H_y^{(bF) - },}&0 \end{array}} \right)} \right)$. Thus, we have:
Again, by substituting $({{\boldsymbol E}^{(1)}},{{\boldsymbol H}^{(1)}})$, $({{\boldsymbol E}^{(2)}},{{\boldsymbol H}^{(2)}})$, ${\overline{\bar{\varepsilon }}^{(1)}}$, and ${\overline{\bar{\varepsilon }}^{(2)}}$ defined above into Eq. (3) we can obtain the following the second coupled-mode equation:
2.2.3 Step 3
Finally, in order to obtain the third coupled-mode equation, we choose again the standalone THMM-based waveguide for the system <2> with the spatial distribution of permittivity ${\overline{\bar{\varepsilon }}^{(2)}} = {\overline{\bar{\varepsilon }}^{(b)}}(x)$, [see Eq. (8)], and the field solution $({{\boldsymbol E}^{(2)}},{{\boldsymbol H}^{(2)}})$ to be guided TM0(bB) mode, this time propagating in the -z direction, with field components $\left( {\left( {\begin{array}{ccc} {E_x^{(bB) - },}&{0,}&{E_z^{(bB) - }} \end{array}} \right),\left( {\begin{array}{ccc} {0,}&{H_y^{(bB) - },}&0 \end{array}} \right)} \right)$. Thus, now (E(2), H(2)) takes following form
By introducing (E(1), H(1)) as in Eqs. (5) and (6), (E(2), H(2)) as in Eq. (17), ${\overline{\bar{\varepsilon }}^{(1)}} = \overline{\bar{\varepsilon }}(x)$ and ${\overline{\bar{\varepsilon }}^{(2)}} = {\overline{\bar{\varepsilon }}^{(b)}}(x)$(described by Eq. (4) and Eq. (8), respectively) into Eq. (3), we obtain the third coupled-mode equation:
The Eqs. (10), (14), and (18) are the coupled-mode equations describing intermodal coupling in the considered waveguide system, see Fig. 1(c), and can be written in the following form:
For clarity and convenience, one may rewrite Eq. (21) in matrix form:
3. Results and discussion
In this section we present numerical solutions to the coupled mode equations, see (Eq. (2)), for a waveguide system composed of an isotropic dielectric waveguide and an anisotropic THMM waveguide, see Fig. 1(c), with wavelength fixed at λ0=1.55 µm. The core layer of the isotropic dielectric waveguide is composed of boron doped silicon dioxide (BSG) of ɛa = 2.1 [52]. The core layer of the anisotropic THMM waveguide is formed by periodically arranged bilayers composed of six graphene monolayers, with dielectric permittivity described by well-known Kubo formula [53], and 2 nm layer of BSG (ɛd = 2.1 [52]). In our approach, the THMM waveguide core is described as a uniaxial anisotropic medium of permittivity tensor ${\overline{\bar{\varepsilon }}_b} = diag\left( {\left[ {\begin{array}{ccc} {{\varepsilon_\parallel },}&{{\varepsilon_\parallel },}&{{\varepsilon_ \bot }} \end{array}} \right]} \right) = diag\left( {\left[ {\begin{array}{ccc} {{\varepsilon_{xx}},}&{{\varepsilon_{yy}},}&{{\varepsilon_{zz}}} \end{array}} \right]} \right)$ with components obtained with the help of the effective medium theory (EMT) [40]. Moreover, to ensure the existence of Type II hyperbolic dispersion for the wavelength considered, we designed the unit cell of the HMM structure as described above and assumed that chemical potential of graphene is higher than 0.6 eV [42,46]. Finally, the core layer is cladded by silicon dioxide with lower level of boron doping, exhibiting relative electric permittivity ɛc = 2.095 [52].
It is worth to underline that all observed propagation properties, and consequently the intermodal coupling, are not distinctive features of the constituent materials. Similar effects may be obtained in any system with a waveguide revealing controllable Type II hyperbolic dispersion. However, it is still purposeful to briefly discuss the technological feasibility of the proposed system. The materials constituting the unit cell of the THMM medium, i.e., graphene and BSG, of chosen thicknesses, can be manufactured via well-established technology, such as magnetron sputtering [52], epitaxial growth or chemical vapor deposition [54]. However, to manufacture the complete multilayer THMM structure, it is required to combine multiple technological processes, including transfer of graphene layers [55]. Until now, it has been demonstrated that similar graphene-based multilayer structures have been successfully assembled [55]. It is worth noting that, the fabrication of the proposed waveguide system may require use of additional technological processes, such as etching and/or lithography. Thus, the considered waveguide system is feasible by means of compatible technological processes.
To investigate intermodal coupling in the two-waveguide system of parameters defined above, we must first determine propagation properties of individual waveguides constituting the system. As previously indicated, our analysis is focused on intermodal coupling between TM modes. Thus, the dispersion characteristics for TM modes propagating in the isotropic dielectric and the THMM waveguides have been illustrated in Figs. 2(a) and 2(b), respectively. For the wavelength λ0=1.55µm and the material parameters assumed, the dispersion curves have been calculated using well-established characteristic equations of a isotropic dielectric waveguide [3–5] and an anisotropic HMM waveguide described with effective permittivity tensor [45,46]. Moreover, since the employed constituent materials are considered as low-loss in the considered spectral range [42,46,52], without loss of the generality, we can limit our analysis to real part of the propagation constant. As we can see in Fig. 2(a), the dielectric waveguide may support only fundamental TM0(a) mode if the core layer width is lower than approximately 10 µm. In the case of THMM waveguide, for a given waveguide width, two modes of the same order and the same propagation direction having different propagation constants and opposite signs of power flow are supported, see Fig. 2(b). The lower branches (solid lines) of the dispersion curves correspond to forward modes TMn(bF) having power flow coinciding with the direction of propagation, while the upper branches (dashed lines) are related to the backward modes TMn(bB) with the power flow opposite to the propagation direction. By choosing a THMM waveguide width as b=0.088 µm, indicated in Fig. 2(b) as a vertical dashed grey line, we ensure guidance conditions for a single fundamental forward mode TM0(bF) but still an infinite number of backward TMn(bB) modes. Moreover, similar guidance conditions are maintained for chemical potential of graphene higher than 0.6 eV. It is worth noting, that in general the appropriate level of graphene’s chemical potential may be provided by means of chemical doping [56], while the active tuning can be performed via change of temperature as well as external magnetic or electric field [53,56]. In particular, the electrical gating in the practical implementation of waveguide system may be realized in the form of capacitor-like scheme, where a THMM/HMM waveguide is sandwiched between conductive substrate and top electrode serving as ohmic contacts. Furthermore, by comparing the dispersion characteristics presented in Figs. 2(a) and 2(b) one can notice that for a given chemical potential and THMM waveguide width, the propagation constants of the higher-order TMn(bB) modes differ substantially from the propagation constants of the fundamental modes TM0(a), TM0(bF), and TM0(bB). Thus, we can expect that the significant mode coupling will occur only between TM0(a), TM0(bF), and TM0(bB) modes and the coupling with the higher-order TMn(bB) modes can be neglected
Now, we numerically solve the coupled-mode equations, Eq. (22) with initial conditions a(z = 0) = 1 and bF(z = 0) = bB(z = 0) = 0, i.e., the unit optical power is launched into the dielectric waveguide, to further calculate - with the help of Eq. (23) - the power in each of the considered modes as a function of the perturbation length, i.e., as function of z, for systems of various dielectric waveguide widths a as well as separation distances d between the waveguide core layers. The considered range of dielectric waveguide widths, i.e., up to 10µm, ensures single mode operation (propagation of the fundamental mode TM0(a) only), see Fig. 2(a). Within the following analysis we also assume that chemical potential of graphene equals to µC = 0.6 eV and we set the THMM waveguide width as b=0.088µm, see Fig. 2(b).
Figures 3(a)–3(f) illustrate behavior of optical power Pa, PbF, PbB of the modes TM0(a), TM0(bF), and TM0(bB), respectively, varying with position z (i.e., as a function of the perturbation length) for various dielectric waveguide widths a, Figs. 3(a)–3(c), and different separation distances d between the waveguide core layers, Figs. 3(d)–3(f). In general, the power transfer between the TM0(a) of the dielectric waveguide and forward mode TM0(bF) as well as backward mode TM0(bB) of the THMM waveguide is possible and total power propagating in the waveguide system is constant and equal to the optical power initially launched into the dielectric waveguide.
By comparing Figs. 3(a)–3(c), it can be noticed that intermodal coupling depends on the width of the dielectric waveguide for the fixed separation distance d between the waveguide core layers and the assumed THMM waveguide width. There exists a dielectric waveguide width (in this case a = 4 µm), for which the intermodal power transfer between modes of the dielectric and the THMM waveguide is the most efficient.
Now, with the dielectric waveguide fixed at width a = 4 µm, we investigate influence of the separation distance between the core layers d on the coupling efficiency, see Figs. 3(d)–3(f). As expected, decreasing the separation distance leads to stronger intermodal power transfer between the mode of the dielectric waveguide, i.e., TM0(a), and the modes of the THMM waveguide, i.e., TM0(bF) and TM0(bB). This is consistent with intermodal coupling observed in typical coupled-waveguide systems [57], since decrease of the separation between waveguides leads to higher field overlap between the modes propagating in the waveguides.
Since the chemical potential µc of graphene can be externally controlled, for example by the change of temperature, external magnetic field or external voltage [53,56]. By varying one of these external stimuli, it is possible to control propagation properties of the THMM waveguide, and as consequence, mode coupling within the system. The respective characteristics revealing the dependence of the intermodal power transfer on the chemical potential µc are presented in Figs. 4(a)–4(d).
For chosen parameters and µC = 0.6 eV, the power transfer between dielectric, i.e., TM0(a) mode, and THMM waveguide, i.e., backward TM0(bB) and forward TM0(bF) modes, is observed, see Fig. 4(a). It is worth noting that, in this case, the mismatch between propagation constants of the considered modes is the lowest, compare Figs. 2(a) and 2(b). As we can see, increasing chemical potential of graphene leads to weakening of the power transfer to the THMM backward mode TM0(bB), which is caused by an increasing mismatch between propagation constants. Simultaneously, in the case of TM0(bF) mode, higher values of chemical potential lead to the weaker power transfer, which, on the other hand, is caused by suppression of indirect coupling through the backward mode TM0(bB), see Figs. 4(a) and 4(b). However, further increase of chemical potential provides stronger coupling from the dielectric waveguide mode TM0(a) to the forward THHM waveguide mode TM0(bF), see Figs. 4(c) and 4(d), since the propagation-constant mismatch becomes smaller, compare Figs. 2(a) and 2(b). Moreover, the change of chemical potential enables shift of the perturbation length for which the power transfer reaches its maximum, see Figs. 4(a)–4(d).
Thus, by changing chemical potential, it is possible to control strength of power exchange between chosen modes. As an example, we present two representative cases corresponding to two possible scenarios of controlling power transfer in the considered waveguide system, see Figs. 5(a)–5(b). As we can see, by choosing an appropriate perturbation length z (coupling length), it is possible to obtain new means for controlling propagation in the waveguide system, including enhancing or suppressing power transfer to chosen mode. In the first scenario, we start from equal power transfer to both forward and backward THMM waveguide mode, i.e., TM0(bF) and TM0(bB), which correspond to equal power flow in both + z and -z direction, and, by increasing chemical potential, it is possible to suppress transfer to the TM0(bB), and consequently negligible power flow in the -z direction, see Fig. 5(a). The second scenario provides a possibility to control coupling between the dielectric waveguide mode TM0(a) and chosen modes of the THMM waveguide TM0(bB) and TM0(bF). In particular, with a proper choice of chemical potential, it is possible to obtain coupling solely to TM0(bB), and thus the power flow in the -z direction only, or coupling to TM0(bF) only, and thus power flow in the + z direction only. Moreover, it is also possible to achieve simultaneous coupling to both TM0(bB) and TM0(bF) modes, see Fig. 5(b). Therefore, it is possible to dynamically control intermodal power transfer in the THMM-based waveguide system, including changing the direction of power flow at will.
4. Conclusions
For the first time, we have demonstrated an analysis of controlled intermodal power transfer in a hybrid THMM-dielectric waveguide system. In particular, we have presented an explicit derivation of coupled mode equations based on the generalized reciprocity relation (i.e., the Lorentz theorem), which served to demonstrate the possibility of power transfer between the TM modes of the dielectric waveguide and forward as well as backward TM modes of the THMM waveguide. It is worth to underline that, according to our knowledge, this work is the first approach to investigate intermodal coupling in a waveguide system based on HMM/THMM medium. Within the course of our analysis we have determined effects of characteristic parameters of the system, such as separation between core layer and their widths, on the intermodal power transfer. Moreover, we have also demonstrated for the first time that the change of the graphene’s chemical potential (e.g., by external biasing) enables control of the coupling strength between the chosen modes, providing tunable power transfer with controllable power-flow direction. Finally, we have presented, as examples, two possible scenarios for controlling propagation and intermodal power transfer in the considered system. We believe that the theoretical results presented in this paper will serve as a basis for future practical implementation and further studies exploring possibilities arising from incorporation of HMM/THMM into optical integrated circuits.
Appendix A1
Longitudinal field components
Starting from Maxwell’s equations, the longitudinal field components can be expressed in terms of the transverse field components in the following manner:
Appendix A2
Coupled-mode-equation coefficients
Exact analytical expressions for all the coefficients occurring in Eqs. (21) and (22) are the following:
Funding
Politechnika Warszawska (Excellence Initiative: research University (ID-UB)).
Acknowledgments
Studies were funded by Materials Technologies project granted by Warsaw University of Technology under the program Excellence Initiative: Research University (ID-UB).
Disclosures
The authors declare no conflicts of interest.
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